Vern M. Clemenson
Professional summary
Vern Merrill Clemenson, who also goes by Vern M Clemenson, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tempe, Arizona.
Vern is registered as a RR (Registered Representative) and started their career in finance in 1972. Vern has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, PC, Series 1, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vern Merrill Clemenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 430 W Warner Road Suite 123, Tempe, AZ 85284December 16, 2003 - January 31, 2017
MUTUAL SECURITIES, INC.
April 5, 2001 - December 16, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
March 16, 2001 - December 16, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
April 19, 1995 - March 19, 2001
PRUDENTIAL EQUITY GROUP, LLC
December 15, 1986 - March 14, 1995
SATURNA BROKERAGE SERVICES, INC
January 16, 1985 - January 12, 1987
SELKIRK INVESTMENTS, INC.
July 19, 1983 - October 12, 1984
RICHARDS MERRILL WEALTH MANAGEMENT
October 8, 1973 - July 12, 1983
WAMU INVESTMENTS, INC.
March 28, 1972 - August 26, 1973
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2017)
(6/9/2017)
(6/8/2017)
(6/8/2017)
(6/8/2017)
(6/8/2017)
(6/8/2017)
(6/8/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationPC
Date: 6/9/1995
AMEX Put and Call ExamSeries 1
Date: 3/25/1972
Registered Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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