Jordan C. Kaufman

GREEN RIDGE WEALTH PLANNING LLC

Montville, NJ 07045

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CRD#: 4847447

Professional summary

Jordan Charles Kaufman, CFP® is a registered financial advisor currently at GREEN RIDGE WEALTH PLANNING LLC located in Montville, New Jersey.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jordan has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am on the Board of a few organizations where I receive no compensation. These are volunteer positions. Board of Trustees, West Bergen Mental Healthcare (501c3 nonprofit) Board of Trustees, The Ridgewood AM Rotary Club (501c3 nonprofit) Board of Trustees, Ridgewood High School Alumni Association (501c3 nonprofit) Owner; GRWP Enterprises; Investment Related: Yes; Location: 150 River Road, Bldg E3 Montville, NJ 07045; Description of the business: Ownership of office. We own the building and collect rent; Responsibilities Duties: Collection of rent; Start date with business: 2021-07-01; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 15;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Charles Kaufman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

November 17, 2020 - Present

GREEN RIDGE WEALTH PLANNING LLC

Office #1: 150 River Road Suite E3, Montville, NJ 07045

RIA

CRD#: 304236

Montville, NJ

Past

July 8, 2019 - November 16, 2020

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

Ridgewood, NJ

Past

February 14, 2017 - July 12, 2019

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

SADDLE BROOK, NJ

Past

February 7, 2017 - July 12, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

SADDLE BROOK, NJ

Past

January 19, 2010 - February 28, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

April 15, 2009 - January 15, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NEW YORK, NY

Past

January 14, 2008 - March 24, 2009

USF SECURITIES, L.P.

CRD#: 37942

NEW YORK, NY

Past

October 31, 2006 - November 9, 2007

DAVIS SECURITIES LLC

CRD#: 138829

NEW YORK, NY

Past

August 27, 2004 - September 25, 2006

TAFFERER TRADING, LLC

CRD#: 36816

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREEN RIDGE WEALTH PLANNING LLC

CRD#: 304236 / SEC#: 801-121386

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

New Jersey

Registered Investment Advisory firm - (2/7/2022 Terminated)

New York

Registered Investment Advisory firm - (1/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/25/2024)

IAR

New Jersey
(11/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/8/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/1/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/26/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/7/2007

Registered Options Principal Examination

Current Firm

GREEN RIDGE WEALTH PLANNING LLC

CRD#: 304236 / SEC#: 801-121386

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

New Jersey

Registered Investment Advisory firm - (2/7/2022 Terminated)

New York

Registered Investment Advisory firm - (1/5/2022 Terminated)

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Contact information

Main Address

150 River Road Suite E3, Montville, NJ 07045

Mailing Address

Phone number

(973) 554-1770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREEN RIDGE WEALTH PLANNING LLC ADV BROCHURE (3/16/2025)

Regulatory assets under management

Total Number of Accounts	806
AUM (Assets Under Management)	$ 301,574,479

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jordan C. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Charles Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY SERVICES NETWORK

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

GOLDMAN SACHS & CO. LLC

PURSHE KAPLAN STERLING INVESTMENTS

USF SECURITIES, L.P.

DAVIS SECURITIES LLC

TAFFERER TRADING, LLC

Primary Firm SEC Registration

GREEN RIDGE WEALTH PLANNING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/2007

SIE

Date: 10/1/2018

Series 55

Date: 10/1/2004

Series 7

Date: 8/26/2004

Series 4

Date: 6/7/2007

Current Firm

GREEN RIDGE WEALTH PLANNING LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREEN RIDGE WEALTH PLANNING LLC

TRUST BUT VERIFY

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