Michael P. Morris

TWO FISH MANAGEMENT

Zionsville, IN

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CRD#: 4847333

Professional summary

Michael Patrick Morris, CFA is a registered financial advisor currently at TWO FISH MANAGEMENT located in Zionsville, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Morris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 20, 2010 - Present

TWO FISH MANAGEMENT

RIA

CRD#: 149612

Zionsville, IN

Past

March 3, 2005 - January 2, 2008

KSM CAPITAL ADVISORS, LLC

RIA

CRD#: 124439

INDIANAPOLIS, IN

Past

January 7, 2005 - March 3, 2005

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

INDIANAPOLIS, IN

Past

September 21, 2004 - October 5, 2005

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/26/2011)

IAR

Indiana
(7/20/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 1/23/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/20/2004

General Securities Representative Examination

Current Firm

TWO FISH MANAGEMENT

TWO FISH MANAGEMENT | TWO FISH MANAGEMENT, LLC

CRD#: 149612 / SEC#: 801-78270

RIA

Registered Investment Advisory firm - (1/9/2019 Terminated)

Illinois

Registered Investment Advisory firm - (12/18/2018 Approved)

Indiana

Registered Investment Advisory firm - (1/8/2019 Approved)

North Carolina

Registered Investment Advisory firm - (3/6/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Zionsville, IN

Mailing Address

1950 East Greyhound Pass Suite 18 #192, Carmel, IN 46033-7730

Phone number

(317) 519-4843

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 20,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWO FISH MANAGEMENT

KSM CAPITAL ADVISORS, LLC

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2004

Series 3

Date: 1/23/2013

Series 7

Date: 9/20/2004

Current Firm

TWO FISH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWO FISH MANAGEMENT

TRUST BUT VERIFY

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