Patricia A. Hasegawa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Hasegawa, who also goes by Patricia Ann Caballero Mrs, Patricia Ann Tomb Miss, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 2004. Patricia had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2021 - January 11, 2024
LS SECURITIES, LLC
January 28, 2019 - July 14, 2021
APW CAPITAL, INC.
May 2, 2016 - January 25, 2019
PURSHE KAPLAN STERLING INVESTMENTS
February 9, 2006 - May 2, 2016
LPL FINANCIAL LLC
September 24, 2004 - December 31, 2005
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LS SECURITIES, LLC
CRD#: 296764 / SEC#: , 8-70104
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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