Suzanne L. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Leigh Miller, who also goes by Suzanne Leigh Charron, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 2004. Suzanne had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2015 - July 9, 2016
PEACHCAP SECURITIES, INC.
February 28, 2013 - October 16, 2015
INVESTACORP ADVISORY SERVICES INC
February 12, 2013 - October 16, 2015
INVESTACORP, INC.
October 24, 2007 - March 1, 2011
MML INVESTORS SERVICES, LLC
November 16, 2004 - August 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
October 22, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 22, 2004 - August 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEACHCAP SECURITIES, INC.
CRD#: 25590 / SEC#: , 8-41855
Contact information
FINRA licenses (45 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
