Alberto J. Carreno
Professional summary
Alberto Jesus Carreno, who also goes by Alberto Carreno, is a registered financial professional currently at BBVA SECURITIES INC. located in New York, New York.
Alberto is registered as a RR (Registered Representative) and started their career in finance in 2004. Alberto has worked at 8 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alberto Jesus Carreno's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2025 - Present
BBVA SECURITIES INC.
Office #1: 375 9th Avenue 9th Floor, New York, NY 10001Office #2: 375 9th Avenue 9th Floor, New York, NY, 10001July 27, 2021 - December 3, 2024
SMBC NIKKO SECURITIES AMERICA, INC.
October 9, 2018 - May 5, 2021
DEUTSCHE BANK SECURITIES INC.
April 1, 2017 - October 10, 2018
MUFG SECURITIES AMERICAS INC.
July 14, 2014 - April 1, 2017
MUFG AMERICAS CORPORATE ADVISORY, INC.
August 10, 2010 - April 1, 2013
BBVA SECURITIES INC.
October 12, 2007 - July 2, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 14, 2006 - April 17, 2007
CREDIT SUISSE SECURITIES (USA) LLC
November 30, 2004 - June 2, 2006
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BBVA SECURITIES INC.
CRD#: 27060 / SEC#: , 8-42857
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BBVA USD INVESTMENTS, S.A. | OWNER | |
| ALARCON GONZALEZ, LUIS FRANCISCO | DIRECTOR | 7560286 |
| CANGCUESTA, KRISTINE FAITH | US HEAD OF BSA/AML | 8096305 |
| GIL HERNANDEZ, REGINA | DIRECTOR | 5774494 |
| JENSEN, PETER EGELUND | DIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD | 2596069 |
| MOSCARA, STEPHEN MICHAEL | DIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP | 4564002 |
| MURPHY, COLIN A | OPERATIONS PRINCIPAL INSTITUTIONAL | 4274816 |
| NEEL, DAVID SULLIVAN JR | CO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE | 1884109 |
| RAGHAVAN, PRIYA | DIRECTOR | 6485341 |
| SCHUBERT, PHILIP MICHAEL | DIRECTOR | 5285568 |
| SOHN, DONG B | CHIEF FINANCIAL OFFICER | 5115452 |
| SPINELLI, JOSEPH CHARLES | CO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE | 2436743 |
| SWAMMY, SARAH ALEXANDRA | DIRECTOR | 4010520 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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