Christopher D. Ross
Professional summary
Christopher D Ross, CFP®, who also goes by Christopher Dennis Ross, Christopher Ross, is a registered financial advisor currently at ALLIANCE WEALTH ADVISORS, LLC located in Scranton, Pennsylvania.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Christopher has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher D Ross's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
June 22, 2017 - Present
ALLIANCE WEALTH ADVISORS, LLC
Office #1: 538 Biden Street Suite 700, Scranton, PA 18503May 31, 2017 - March 29, 2018
FSIC
April 24, 2015 - June 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
December 1, 2008 - June 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2007 - December 3, 2008
MORGAN STANLEY & CO. LLC
September 17, 2004 - April 2, 2007
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
ALLIANCE WEALTH ADVISORS, LLC
CRD#: 288394 / SEC#: 801-110512
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/22/2017)
(4/25/2018)
Exams
Current Firm
ALLIANCE WEALTH ADVISORS, LLC
CRD#: 288394 / SEC#: 801-110512
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 643 |
| AUM (Assets Under Management) | $ 498,454,880 |
Red Flags
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