JP
John C. Puritz
GWN SECURITIES
WEST PALM BEACH, FL 33411
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CRD#: 4846697
JP
Professional summary
John C Puritz, who also goes by John Puritz, Johnathan Clifford Puritz, is a registered financial advisor currently at GWN SECURITIES INC. located in West Palm Beach, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Puritz | Johnathan Clifford Puritz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"MAN UP, ALREADY!" POSITION: Author/Speaker/Podcast Host, NATURE: Book Author, Speaker on personal development, personal development podcast. INVESTMENT RELATED: No TRADING HOURS/per month: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2019 ADDRESS: 9785 Via Grande West, Wellington, FL, 33411, Florida, United States. DESCRIPTION: Fee Based Compensation, Sale of book on Amazon or on a website to be developed. Podcast is not monetized at this time. Personal coaching with non investment clients for a fee. Non investment related. PURITZ & ASSOCIATES POSITION: Registered Rep NATURE: Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/09/2022 ADDRESS: 2101 Vista Parkway, Suite VO 405, West Palm Beach, FL 33411, United States, United States DESCRIPTION: DBA Providing Investment Services INSURANCE SALES Is Not Investment Related, "2101 Vista Parkway, Suite VO 405, West Palm Beach, FL 33411, United States, United States", "Life Insurance, Long Term Care Sales", Insurance Agent, 2022-06-01, 5 hours per month,0 hours per month during trading hours, Commission Compensation, "Helping clients fill their life insurance, long term care, and disability insurance needs." BANDCAMP, INC Is Not Investment Related, "2101 Vista Parkway, Suite VO 405, West Palm Beach, FL 33411, United States", S Corp, Owner, 2007-03-20, 1 hours per month, 1 hours per month during trading hours, No Compensation Compensation, "Bandcamp, Inc is an S Corp set up for tax purposes." FREELANCE DRUMMER Is Not Investment Related, "9785 Via Grande West, Wellington, FL, 33411, Florida", Drummer for various bands & churches in local area, Drummer, 2023-09-13, 8 hours per month,0 hours per month during trading hours, Fee Based Compensation, Drumming for local bands and churches in the local area for compensation. Gigs are typically on the weekend. FLORIDA NOTARY NOT INVESTMENT RELATED; 1 HOUR PER MONTH AND 0 DURING TRADING HOURS; BUSINESS NATURE: PERFORM WEDDINGS; ADDRESS: 9785 VIA GRANDE WEST, WEILLINGTON FL 33411; START: 10/02/2024; EXPIRES: 10/02/2028; NO COMENSATION; DESCRIPTION: Licensed Florida Notary to perform wedding ceremonies in the state of Florida. I am not holding myself to the public as a notary nor receiving any compensation to perform the ceremony.
CRS (Client Relationship Summary) - RIA
Click below to view John C Puritz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John C Puritz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 19, 2022 - Present
GWN SECURITIES INC.
Office #1: 2101 Vista Parkway Suite Vo 4051, West Palm Beach, FL 33411RIA
BD
CRD#: 128929
WEST PALM BEACH, FL
Current
May 16, 2022 - Present
GWN SECURITIES INC.
Office #1: 2101 Vista Parkway Suite Vo 4051, West Palm Beach, FL 33411RIA
BD
CRD#: 128929
WEST PALM BEACH, FL
Past
April 4, 2016 - May 16, 2022
PFS INVESTMENTS INC.
RIA
CRD#: 10111
WEST PALM BEACH, FL
Past
October 4, 2004 - May 16, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
WEST PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2022)
RR
Arizona(8/2/2023)
RR
Arkansas(9/13/2023)
RR
Connecticut(5/16/2022)
RR
District of Columbia(8/4/2023)
RR
Florida(5/19/2022)
IAR
Florida(5/19/2022)
RR
Georgia(5/17/2022)
RR
Michigan(3/14/2024)
RR
Minnesota(1/5/2023)
RR
New York(5/16/2022)
RR
North Carolina(5/19/2022)
RR
Oregon(7/31/2023)
RR
South Carolina(8/2/2023)
RR
Texas(5/16/2022)
RR
Virginia(10/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
