Stephen M. Read
Professional summary
Stephen Mayette Read, who also goes by Steve Read, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Mayette Read's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2024 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005November 2, 2023 - November 8, 2024
MAXIM GROUP LLC
September 11, 2022 - October 17, 2023
CANACCORD GENUITY LLC
May 14, 2021 - September 6, 2022
SEAPORT GLOBAL SECURITIES LLC
July 14, 2016 - June 3, 2021
CANACCORD GENUITY LLC
July 15, 2014 - June 8, 2016
BNP PARIBAS SECURITIES CORP.
August 19, 2013 - June 16, 2014
DEUTSCHE BANK SECURITIES INC.
September 22, 2006 - August 9, 2013
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2024)
Exams
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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