Mel M. Mattison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mel Michael Mattison, CFP®, who also goes by Mel Michael Mattison Jr., Mel Michael Mattison, Mel Mattison, was a registered financial professional .
Mel is a previously registered financial professional and started their career in finance in 2004. Mel had worked at 7 firms and has passed the Series 63, Series 65, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2022 - July 15, 2022
VESTED SECURITIES
February 11, 2021 - August 16, 2021
EQUITYBEE SECURITIES, LLC
January 13, 2020 - December 4, 2020
SECFI SECURITIES, LLC
July 3, 2014 - September 12, 2014
AMUNDI DISTRIBUTORS USA, LLC
October 4, 2011 - August 19, 2013
RUSSELL INVESTMENTS
September 30, 2010 - August 19, 2013
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
September 17, 2004 - July 21, 2010
GIRARD SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VESTED SECURITIES
CRD#: 311789 / SEC#: , 8-70630
Contact information
FINRA licenses (38 States and Territories)
Red Flags
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