Timothy W. Slothower

GRACE FINANCIAL ADVISORS LLC

Newtown Square, PA

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CRD#: 4845710

Professional summary

Timothy William Slothower, CFP®, who also goes by Tim Slothower, is a registered financial advisor currently at GRACE FINANCIAL ADVISORS LLC located in Newtown Square, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Timothy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Slothower

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2005-Present: Insurance Agent/Insurance Related/Newtown Square, PA/Independent insurance agent/Offer insurance products & services via unaffiliated issuers & agencies/Involves 10% time each month, including during trading hours.//(2) 2014-Present: Keener Kraftsmen LLC/Not Investment Related/Royersford, PA/CFO-Maintain financials & other business records/General contracting services/Buy existing homes, upgrade and resell them. Advisory firm clients not solicited about this business/Involves five percent time each month, including during trading hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Slothower's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

June 29, 2017 - Present

GRACE FINANCIAL ADVISORS LLC

RIA

CRD#: 288701

Newtown Square, PA

Past

March 4, 2009 - July 18, 2017

LEVEL FOUR FINANCIAL, LLC

RIA

CRD#: 25700

NEWTOWN SQUARE, PA

Past

March 2, 2009 - July 18, 2017

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

NEWTOWN SQUARE, PA

Past

January 1, 2008 - February 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MEDIA, PA

Past

January 25, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

MEDIA, PA

Past

March 16, 2005 - January 13, 2006

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BOOTHWYN, PA

Past

February 2, 2005 - January 13, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 6, 2004 - October 29, 2004

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2004

General Securities Representative Examination

Current Firm

GRACE FINANCIAL ADVISORS LLC

CRD#: 288701 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (6/29/2017 Approved)

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Contact information

Main Address

Newtown Square, PA

Mailing Address

Phone number

(610) 356-1110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	123
AUM (Assets Under Management)	$ 27,736,478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy W. Slothower

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy William Slothower's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRACE FINANCIAL ADVISORS LLC

LEVEL FOUR FINANCIAL, LLC

LEVEL FOUR FINANCIAL, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2004

SIE

Date: 7/18/2017

Series 7

Date: 9/3/2004

Current Firm

GRACE FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRACE FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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