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Phillip Girsh Rapoport

CRD# 4845606·Registered 2005 - 2013
Previously Registered: Being a previously registered professional could mean that Phillip is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Phillip Girsh Rapoport, who also goes by Phillip G Rapoport, was a registered financial advisor. Phillip was a previously registered financial professional and started their career in finance 2005 - 2013. Phillip had worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phillip G Rapoport

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

MACRO RISK ADVISORS LLC·CRD# 148143
BD
Rye, NY
June 9, 2009 - September 5, 2013
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
May 12, 2008 - June 10, 2009
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
September 27, 2005 - May 12, 2008

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Current Firm

MR
MACRO RISK ADVISORS LLC

MACRO RISK ADVISORS LLC

CRD#: 148143 / SEC#: 8-67973
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580

Mailing Address

Po Box 6259, Fair Haven, NJ 07704

Phone Number

(212) 287-2640

Established

New York since 05/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MACRO HOLDINGS LLCSHAREHOLDER - MEMBER—
CURNUTT, DEAN CARLPRESIDENT—
LUTTENBERGER, JOHN THOMASCHIEF COMPLIANCE OFFICER—
TAO, BING QINFINOP6253793

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2005About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2010

Series 7 — General Securities Representative Examination

Passed Sep 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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