Karl C. Khuns

STONE OAK CAPITAL

ROCHESTER, NY 14626

CRD#: 4845538

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Professional summary

Karl Colby Khuns, who also goes by Karl C Khuns, Karl Colby Khuns, Karl-colby Khuns, is a registered financial advisor currently at STONE OAK CAPITAL LLC located in Rochester, New York.

Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Karl has worked at 7 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karl C Khuns | Karl Colby Khuns | Karl-Colby Khuns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Colby Khuns's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2026 - Present

STONE OAK CAPITAL LLC

Office #1: 986 Long Pond Road, Rochester, NY 14626

RIA

CRD#: 341363

ROCHESTER, NY

Past

October 22, 2024 - May 22, 2026

ENGLESON & ASSOCIATES

RIA

CRD#: 126349

ROCHESTER, NY

Past

April 19, 2021 - September 17, 2024

BOYD CAPITAL

RIA

CRD#: 312070

Spencerport, NY

Past

November 29, 2018 - March 25, 2021

ESL INVESTMENT SERVICES, LLC

CRD#: 139176

ROCHESTER, NY

Past

November 20, 2018 - June 17, 2021

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

November 13, 2018 - June 17, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NY

Past

July 9, 2007 - May 16, 2018

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

HILTON, NY

Past

May 16, 2007 - May 16, 2018

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/31/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/1/2021

Financial and Operations Principal Examination

Current Firm

STONE OAK CAPITAL LLC

CRD#: 341363 / SEC#: 801-135940

RIA

Registered Investment Advisory firm - (4/22/2026 120-Day Approval)

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Contact information

Main Address

986 Long Pond Road, Rochester, NY 14626

Mailing Address

Phone number

(585) 406-0220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- STONE OAK CAPITAL LLC (3/23/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karl C. Khuns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Colby Khuns's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENGLESON & ASSOCIATES

BOYD CAPITAL

ESL INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2007

Series 7TO

Date: 12/31/2022

SIE

Date: 5/16/2018

Series 7

Date: 5/15/2007

Series 24

Date: 12/31/2022

Series 27

Date: 2/1/2021

Current Firm

STONE OAK CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

STONE OAK CAPITAL LLC

TRUST BUT VERIFY

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