Karl C. Khuns

ENGLESON & ASSOCIATES

ROCHESTER, NY 14607

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CRD#: 4845538

Professional summary

Karl C Khuns, who also goes by Karl Colby Khuns, Karl-colby Khuns, is a registered financial advisor currently at ENGLESON & ASSOCIATES located in Rochester, New York.

Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Karl has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karl Colby Khuns | Karl-Colby Khuns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 1/13/2021 - Bogus Point, LLC - Investment Related - Hilton NY 14469 - Real Estate Rental - Owner - Started 02/01/2021 - 1 Hours Per Month During Securities Trading - property rented on AirB&B.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl C Khuns's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2024 - Present

ENGLESON & ASSOCIATES

Office #1: 930 East Avenue Suite 300, Rochester, NY 14607

RIA

CRD#: 126349

ROCHESTER, NY

Past

April 19, 2021 - September 17, 2024

BOYD CAPITAL

RIA

CRD#: 312070

Spencerport, NY

Past

November 29, 2018 - March 25, 2021

ESL INVESTMENT SERVICES, LLC

CRD#: 139176

ROCHESTER, NY

Past

November 20, 2018 - June 17, 2021

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

November 13, 2018 - June 17, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NY

Past

July 9, 2007 - May 16, 2018

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

HILTON, NY

Past

May 16, 2007 - May 16, 2018

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENGLESON & ASSOCIATES

ENGLESON & ASSOCIATES | ENGLESON & ASSOCIATES, INC.

CRD#: 126349 / SEC#: 801-68896

RIA

Registered Investment Advisory firm - (3/20/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/31/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 2/1/2021

Financial and Operations Principal Examination

Current Firm

ENGLESON & ASSOCIATES

ENGLESON & ASSOCIATES | ENGLESON & ASSOCIATES, INC.

CRD#: 126349 / SEC#: 801-68896

RIA

Registered Investment Advisory firm - (3/20/2008 Approved)

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Contact information

Main Address

930 East Avenue Suite 300, Rochester, NY 14607

Mailing Address

Phone number

(585) 424-6150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A & PART 2B (3/27/2025)

Regulatory assets under management

Total Number of Accounts	643
AUM (Assets Under Management)	$ 102,389,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karl C. Khuns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl C Khuns's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOYD CAPITAL

ESL INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

Primary Firm SEC Registration

ENGLESON & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2007

Series 7TO

Date: 12/31/2022

SIE

Date: 5/16/2018

Series 7

Date: 5/15/2007

Series 24

Date: 12/31/2022

Series 27

Date: 2/1/2021

Current Firm

ENGLESON & ASSOCIATES

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENGLESON & ASSOCIATES

TRUST BUT VERIFY

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