Rory P. Mcdonald

MONTICELLO FINANCIAL ADVISORS

Mount Pleasant, TX 75455

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CRD#: 4845464

Professional summary

Rory Patrick Mcdonald is a registered financial advisor currently at MONTICELLO FINANCIAL ADVISORS located in Mount Pleasant, Texas.

Rory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Rory has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ANNUITY KNOWLEDGE SYSTEMS. OWNER/ADVISOR. 301 N. MADISON AVE, STE 210, MY PLEASANT, TX 75455. AKSYS ANALYZES CLIENT FINANCIAL AND VARIABLE ANNUITY DATA AND PROVIDES VARIABLE ANNUITY PROPOSALS BASED ON DATA AND ESTABLISHED SUITABILITY STANDARDS. REP'S ROLE IS RESEARCH AND DEVELOPMENT, BROKER INTERFACE, AND DATA ANALYSIS. STARTED 1/2017. 80 HRS/MONTH, 50 HRS DURING NORMAL TRADING HOURS. 2. Mc2 Tax Consulting Services, LLC. Owner. Investment Related business providing tax return preparation and consulting. Located at 269 CR 4224 Mount Pleasant, TX. Started 1/2/2020. Roughly 10 hours per month, none during market hours. 3.Licensed insurance agent.May offer insurance products on an as-needed basis and receive normal and customary fees as a result of insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rory Patrick Mcdonald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2023 - Present

MONTICELLO FINANCIAL ADVISORS

Office #1: 107 East Eleventh Street, Mount Pleasant, TX 75455

RIA

CRD#: 322890

Mount Pleasant, TX

Past

January 3, 2020 - April 3, 2023

PROSPERITY WEALTH MANAGEMENT, INC.

RIA

CRD#: 174328

Mt Pleasant, TX

Past

July 31, 2018 - December 31, 2019

PROSPERITY WEALTH MANAGEMENT, INC.

RIA

CRD#: 174328

Mt. Pleasant, TX

Past

September 29, 2014 - June 20, 2018

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

MT PLEASANT, TX

Past

February 14, 2011 - September 29, 2014

WFG INVESTMENTS, INC.

CRD#: 22704

MT. PLEASANT, TX

Past

November 4, 2008 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

HOWE, TX

Past

September 2, 2004 - November 29, 2006

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

HOWE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/1/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MONTICELLO FINANCIAL ADVISORS

MONTICELLO FINANCIAL ADVISORS | MONTICELLO FINANCIAL ADVISORS, LLC

CRD#: 322890 / SEC#:

Texas

Registered Investment Advisory firm - (3/1/2023 Approved)

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Contact information

Main Address

107 East Eleventh Street, Mount Pleasant, TX 75455

Mailing Address

Phone number

(903) 573-7979

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	255
AUM (Assets Under Management)	$ 2,848,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rory P. Mcdonald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rory Patrick Mcdonald's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITY WEALTH MANAGEMENT, INC.

PROSPERITY WEALTH MANAGEMENT, INC.

CAPITAL INVESTMENT GROUP, INC.

WFG INVESTMENTS, INC.

QA3 FINANCIAL CORP.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2018

Series 63

Date: 12/14/2004

SIE

Date: 6/20/2018

Series 7

Date: 1/26/2017

Series 6

Date: 9/1/2004

Current Firm

MONTICELLO FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTICELLO FINANCIAL ADVISORS

TRUST BUT VERIFY

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