Eric J. Stroehle
Professional summary
Eric Jason Stroehle, who also goes by Eric J. Stroehle, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Oakville, Connecticut and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Eric has worked at 9 firms and has passed the Series 65, Series 63, Series 22TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jason Stroehle's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2026 - Present
IP FINANCIAL ADVISORY SERVICES LLC
March 3, 2026 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210January 19, 2024 - March 5, 2026
OSAIC WEALTH, INC.
January 19, 2024 - March 5, 2026
OSAIC WEALTH, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
January 29, 2018 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
November 29, 2017 - March 1, 2019
QUESTAR CAPITAL CORPORATION
June 21, 2017 - December 15, 2017
AMERITAS INVESTMENT COMPANY, LLC
March 19, 2009 - June 21, 2017
CCF INVESTMENTS, INC.
October 8, 2004 - March 20, 2009
PFS INVESTMENTS INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 22TO
Date: 2/15/2022
Direct Participation Programs Representative ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
