Scott A. Houston

ENTERPRISE WEALTH PARTNERS

Tallapoosa, GA 30176

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CRD#: 4845370

Professional summary

Scott A Houston is a registered financial advisor currently at ENTERPRISE WEALTH PARTNERS, LLC located in Tallapoosa, Georgia.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Scott has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) HEARTLAND HOLDINGS, LLC; NOT INVESTMENT RELATED; OXFORD, AL; DEVELOP REAL ESTATE / PRIVATE INVESTMENT; MEMBER / MANAGER; START DATE: 1998; EST HRS: +/- 1; DUTIES: ADMINISTRATION; (2) COLEMAN PROPERTIES, LLC; NOT INVESTMENT RELATED; OXFORD, AL; COM'L RENTAL; MEMBER / MANAGER; START DATE: 2000; EST HRS: +/- 3; DUTIES: ADMINISTRATION; (3) ENTERPRISE CONSTRUCTION & DEVELOPMENT, LLC; NOT INVESTMENT RELATED; OXFORD, AL; CONSTRUCTION / PRIVATE INVESTMENT; MEMBER / MANAGER; START DATE: 2002; EST HRS: +/- 3; DUTIES: ADMINISTRATION & PERFORM SERVICES; (4) ENTERPRISE FINANCIAL PARTNERS, LLC, SUBS & AFFILIATED COMPANIES; NOT INVESTMENT RELATED; OXFORD, AL; ORIGINATE / BROKER COMMERCIAL LOANS & MORTGAGES (EXCLUDING 1-4 FAMILY MORTGAGES); ALSO OFFER OTHER FINANCIAL CONSULTING AND TRANSACTIONAL SERVICES; MEMBER / MANAGER; START DATE: 2005; EST HRS: +/- 60; DUTIES: ADMINISTRATION & PERFORM SERVICES; AND (5) ENTERPRISE ADMINISTRATIVE SERVICES, LLC; NOT INVESTMENT RELATED; OXFORD, AL; OFFER ADMINISTRATIVE & CONSULTING SERVICES; MEMBER / MANAGER; START DATE: 2012; EST HRS: +/- 20; DUTIES: ADMINISTRATION & PERFORM SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott A Houston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2018 - Present

ENTERPRISE WEALTH PARTNERS, LLC

Office #1: 155 Head Ave., Suite A, Tallapoosa, GA 30176

RIA

CRD#: 143853

Tallapoosa, GA

Past

June 4, 2007 - December 31, 2017

ENTERPRISE WEALTH PARTNERS, LLC

RIA

CRD#: 143853

TALLAPOOSA, GA

Past

May 24, 2005 - December 31, 2006

MIDSOUTH CAPITAL, INC.

RIA

CRD#: 35039

OXFORD, AL

Past

May 23, 2005 - September 21, 2009

MIDSOUTH CAPITAL, INC.

CRD#: 35039

OXFORD, AL

Past

November 30, 2004 - May 13, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BIRMINGHAM, AL

Past

November 17, 2004 - May 13, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/2004

General Securities Representative Examination

Current Firm

ENTERPRISE WEALTH PARTNERS, LLC

ENTERPRISE FINANCIAL PLANNING GROUP | ENTERPRISE WEALTH PARTNERS, LLC | ENTERPRISE INVESTMENT MANAGEMENT GROUP

CRD#: 143853 / SEC#:

Georgia

Registered Investment Advisory firm - (1/16/2018 Approved)

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Contact information

Main Address

155 Head Ave., Suite A, Tallapoosa, GA 30176

Mailing Address

P.o. Box 453, Tallapoosa, GA 30176

Phone number

(770) 408-0425

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 4,092,805

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott A. Houston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott A Houston's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTERPRISE WEALTH PARTNERS, LLC

ENTERPRISE WEALTH PARTNERS, LLC

MIDSOUTH CAPITAL, INC.

MIDSOUTH CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2004

Series 7

Date: 11/16/2004

Current Firm

ENTERPRISE WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENTERPRISE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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