Stephen J. Korving

KORVING & COMPANY LLC

Suffolk, VA 23435-3758

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CRD#: 4845151

Professional summary

Stephen Joseph Korving, CFP® is a registered financial advisor currently at KORVING & COMPANY LLC located in Suffolk, Virginia and COURAGE KORVING MILLER PARTNERS, LLC located in Suffolk, Virginia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Korving's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 29, 2010 - Present

KORVING & COMPANY LLC

Office #1: 1510 Breezeport Way Suite 800, Suffolk, VA 23435-3758

RIA

CRD#: 152095

Suffolk, VA

Current

October 7, 2022 - Present

COURAGE KORVING MILLER PARTNERS, LLC

Office #1: 1510 Breezeport Way Suite 800, Suffolk, VA 23435

RIA

CRD#: 318067

SUFFOLK, VA

Past

November 15, 2004 - February 8, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NORFOLK, VA

Past

October 25, 2004 - February 8, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NORFOLK, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KORVING & COMPANY LLC

CRD#: 152095 / SEC#: 801-120828

RIA

Registered Investment Advisory firm - (4/22/2021 Approved)

North Carolina

Registered Investment Advisory firm - (4/28/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/27/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/8/2012)

IAR

Virginia
(1/29/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/22/2004

General Securities Representative Examination

Current Firm

KORVING & COMPANY LLC

CRD#: 152095 / SEC#: 801-120828

RIA

Registered Investment Advisory firm - (4/22/2021 Approved)

North Carolina

Registered Investment Advisory firm - (4/28/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/27/2021 Terminated)

Virginia

Registered Investment Advisory firm - (4/28/2021 Terminated)

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Contact information

Main Address

1510 Breezeport Way Suite 800, Suffolk, VA 23435-3758

Mailing Address

Phone number

(757) 638-5490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	626
AUM (Assets Under Management)	$ 146,433,984

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen J. Korving

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Korving's CRS (Customer Relationship Summary).

Certified licenses

Experience

KORVING & COMPANY LLC

COURAGE KORVING MILLER PARTNERS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

KORVING & COMPANY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2004

Series 7

Date: 10/22/2004

Current Firm

KORVING & COMPANY LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KORVING & COMPANY LLC

TRUST BUT VERIFY

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