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Steven E. Hoppel
KELSEY FINANCIAL
Moorpark, CA 93021
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CRD#: 4845148
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Professional summary
Steven Everett Hoppel is a registered financial advisor currently at KELSEY FINANCIAL, LLC located in Moorpark, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Steven has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance Agent. CA Insurance Lic. 0L44233 - Investment Related. Address: 485 E. High Street, Moorpark, CA 93021. Nature of business: Fixed Insurance Sales. Position/Title: Accident & Health Agent, Life-Only Agent, Variable Contracts Agent. Start date: December 9, 2016. Number of hours devoted during securities trading hours: Greater than 10% of time. Duties: Selling and Supporting Insurance products. Sell of Accident & Health agent, Life Insurance, Variable contracts. Web address: www.kelseyfinancial.net 2. Other various Non-Investment related activities that do not consume more than or contribute to more than 10% of this individuals' time and income.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Everett Hoppel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2021 - Present
KELSEY FINANCIAL, LLC
Office #1: 485 E. High Street, Moorpark, CA 93021RIA
CRD#: 314950
Moorpark, CA
Past
August 21, 2017 - December 31, 2017
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Moorpark, CA
Past
August 21, 2017 - December 31, 2017
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Moorpark, CA
Past
December 8, 2015 - August 21, 2017
FINANCIAL WEST GROUP
RIA
CRD#: 16668
Moorpark, CA
Past
June 9, 2015 - August 1, 2021
KELSEY FINANCIAL, LLC
RIA
CRD#: 171901
MOORPARK, CA
Past
June 3, 2015 - August 21, 2017
FINANCIAL WEST GROUP
BD
CRD#: 16668
Moorpark, CA
Past
September 26, 2014 - May 29, 2015
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
RIA
CRD#: 160322
CALABASAS, CA
Past
September 23, 2014 - June 1, 2015
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
CALABASAS, CA
Past
March 7, 2008 - June 26, 2014
FINANCIAL WEST GROUP
RIA
CRD#: 16668
WESTLAKE VILLAGE, CA
Past
April 27, 2006 - June 26, 2014
FINANCIAL WEST GROUP
BD
CRD#: 16668
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KELSEY FINANCIAL, LLC
KELSEY FINANCIAL, LLC
CRD#: 314950 / SEC#: 801-129004
RIA
Registered Investment Advisory firm - (1/30/2024 Approved)California
Registered Investment Advisory firm - (6/25/2021 Approved)Nevada
Registered Investment Advisory firm - (3/28/2023 Approved)Oregon
Registered Investment Advisory firm - (1/28/2022 Approved)Texas
Registered Investment Advisory firm - (9/9/2021 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/25/2021)
IAR
Texas(9/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KF
KELSEY FINANCIAL, LLC
KELSEY FINANCIAL, LLC
CRD#: 314950 / SEC#: 801-129004
RIA
Registered Investment Advisory firm - (1/30/2024 Approved)California
Registered Investment Advisory firm - (6/25/2021 Approved)Nevada
Registered Investment Advisory firm - (3/28/2023 Approved)Oregon
Registered Investment Advisory firm - (1/28/2022 Approved)Texas
Registered Investment Advisory firm - (9/9/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
485 E. High Street, Moorpark, CA 93021
Mailing Address
Phone number
(833) 453-5739
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 149,798,910 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KELSEY FINANCIAL, LLC
CRD#: 314950Moorpark, CA 93021TRUST BUT VERIFY
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