Daniel K. Lebeau

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CRD#: 4844775

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Kevin Lebeau was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2004. Daniel had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) LEBEAU & ASSOCIATES CHTD CPA.1012 NORTH MAIN STREET MERIDIAN ID 83642.CPA-PRES. CERTIFIED PUBLIC ACCOUNTANT, 20 TRADING HOURS, TAX PREPARATION ACCOUNTING. (2) IDAHO TAX RESOLUTION SERVICES, NON-INVESTMENT RELATED, 1012 NORTH MAIN STREET MERIDIAN ID 83642, TAX CONSULTING SERVICES, 100% OWNER START 1990, 50 HRS PER MONTH ALL DURING TRADING HRS (3)LEBEAU FAMILY LLC, 1012 NORTH MAIN ST. MERIDIAN ID 83642.MANAGER.COLLECT COMMERCIAL RENTS.0 TRADING HOURS.COMERCIAL BUILDING OWNER. (4) LEBEAU FAMILY #2 LLC, NON-INVESTMENT RELATED, PERSONAL USE AIRPLANE HANGER 100% OWNER START 2008, ZERO HRS DEVOTED DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 2019 - April 1, 2025

HAWKE FINANCIAL GROUP

RIA

CRD#: 301733

MERIDIAN, ID

Past

February 9, 2012 - July 28, 2014

NATIONAL SECURITIES CORPORATION

CRD#: 7569

MERIDIAN, ID

Past

January 24, 2012 - March 28, 2019

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

MERIDIAN, ID

Past

May 23, 2008 - July 12, 2011

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

MERIDAN, ID

Past

December 17, 2004 - May 22, 2008

LPL FINANCIAL LLC

CRD#: 6413

MERIDIAN, ID

Past

November 16, 2004 - June 13, 2005

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAWKE FINANCIAL GROUP

HAWKE FINANCIAL GROUP | HAWKE FINANCIAL GROUP, LLC

CRD#: 301733 / SEC#: 801-116678

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/15/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HAWKE FINANCIAL GROUP

HAWKE FINANCIAL GROUP | HAWKE FINANCIAL GROUP, LLC

CRD#: 301733 / SEC#: 801-116678

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

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Contact information

Main Address

2484 N Stokesberry Place Suite 100, Meridian, ID 83646-6083

Mailing Address

Phone number

(208) 855-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAWKE FINANCIAL ADV PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	1,107
AUM (Assets Under Management)	$ 254,279,317

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel K. Lebeau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL SECURITIES CORPORATION

B. RILEY WEALTH ADVISORS, INC.

J.P. TURNER & COMPANY, L.L.C.

LPL FINANCIAL LLC

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

HAWKE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2012

Series 63

Date: 11/22/2004

Series 6

Date: 11/15/2004

Current Firm

HAWKE FINANCIAL GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAWKE FINANCIAL GROUP

TRUST BUT VERIFY

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