Steven G. Johnson

ASHTON ROYCE & CO.

Williamsburg, VA 23185

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CRD#: 4844726

Professional summary

Steven Glenn Johnson, who also goes by Steven Johnson, is a registered financial advisor currently at ASHTON ROYCE & CO. located in Williamsburg, Virginia.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Steven has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Glenn Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2010 - Present

ASHTON ROYCE & CO.

Office #1: 215 Mclaws Circle Suite 3 B, Williamsburg, VA 23185

RIA

CRD#: 147671

Williamsburg, VA

Past

August 28, 2009 - January 8, 2010

TWO RIVERS CAPITAL MANAGEMENT AT KINGSMILL INC

RIA

CRD#: 109508

WILLIAMSBURG, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/8/2010)

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Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2007

Uniform Investment Adviser Law Examination

Current Firm

ASHTON ROYCE & CO.

ASHTON ROYCE & CO. | ASHTON ROYCE & COMPANY, INC. | ASHTON ROYCE & COMPANY

CRD#: 147671 / SEC#:

Virginia

Registered Investment Advisory firm - (1/8/2010 Approved)

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Contact information

Main Address

215 Mclaws Circle Suite 3 B, Williamsburg, VA 23185

Mailing Address

Phone number

(757) 253-2799

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 4,416,509

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven G. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Glenn Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHTON ROYCE & CO.

TWO RIVERS CAPITAL MANAGEMENT AT KINGSMILL INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2007

Current Firm

ASHTON ROYCE & CO.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASHTON ROYCE & CO.

TRUST BUT VERIFY

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