Karen Ogden
Professional summary
Karen Ogden, CFP®, who also goes by Karen Elizabeth Mccann, Karen M Ogden, is a registered financial advisor currently at ENVEST ASSET MANAGEMENT, LLC located in Dorset, Vermont.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Karen has worked at 6 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Ogden's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
November 2, 2022 - Present
ENVEST ASSET MANAGEMENT, LLC
January 14, 2022 - November 2, 2022
PURKISS CAPITAL ADVISORS, LLC
November 29, 2016 - September 9, 2021
GUGGENHEIM SECURITIES, LLC
October 19, 2012 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
December 17, 2009 - June 17, 2015
SANTANDER US CAPITAL MARKETS LLC
September 24, 2004 - April 17, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/2/2022)
(2/14/2023)
Exams
Current Firm
ENVEST ASSET MANAGEMENT, LLC
CRD#: 293134 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 40,785,052 |
Red Flags
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