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UK

Usmaan Kitchlew

NORTHERN EDGE CAPITAL ADVISORS LLC
Toronto, M2N 6K1
Some features on this profile are disabled
CRD#: 4844097
UK

Professional summary

Usmaan Kitchlew is a registered financial professional currently at NORTHERN EDGE CAPITAL ADVISORS LLC .

Usmaan is registered as a RR (Registered Representative) and started their career in finance in 2007. Usmaan has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Usmaan Kitchlew's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 4, 2016 - Present

NORTHERN EDGE CAPITAL ADVISORS LLC

Office #1: 4950 Yonge Street Suite 2200, Toronto, M2N 6K1
BD
CRD#: 151615
Toronto,
Past

March 30, 2007 - November 13, 2008

THOMAS WEISEL PARTNERS LLC

BD
CRD#: 46237
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/14/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/7/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/29/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NE
NORTHERN EDGE CAPITAL ADVISORS LLC
BCMS CAPITAL ADVISORS LLC | NORTHERN EDGE CAPITAL ADVISORS LLC

CRD#: 151615 / SEC#: , 8-68386

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
747 Third Ave. 27th Floor, New York, NY 10017
Mailing Address
747 Third Ave. 27th Floor, New York, NY 10017
Phone number
(212) 520-8290
Established
New York since 08/14/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NORTHERN EDGE ADVISORS LLCSOLE MEMBER
DAITZ, PAUL B.CEO2388366
GEORGE, KENNETH RONALDCFO, FINOP2643369
GOLDSMITH, ROBERT SIMEONCCO, PRESIDENT5716296

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHERN EDGE CAPITAL ADVISORS LLC

CRD#: 151615Toronto, M2N 6K1

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