Doug C. Loveland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doug C Loveland was a registered financial professional .
Doug is a previously registered financial professional and started their career in finance in 2004. Doug had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2019 - September 30, 2022
SIGULER GUFF GLOBAL MARKETS, LLC
September 21, 2018 - February 1, 2019
FORESIDE FINANCIAL SERVICES, LLC
September 3, 2013 - November 21, 2017
SIGULER GUFF GLOBAL MARKETS, LLC
August 8, 2007 - May 16, 2011
ALPS DISTRIBUTORS, INC.
February 21, 2005 - July 6, 2007
STRATEGIC ADVISERS LLC
October 12, 2004 - July 6, 2007
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SIGULER GUFF GLOBAL MARKETS, LLC
CRD#: 159534 / SEC#: , 8-68996
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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