Paul R. Esposito

THE PILLAR STRATEGIES

Flemington, NJ 08822

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CRD#: 4843860

Professional summary

Paul Romano Esposito, CFP®, who also goes by Paul R Esposito, is a registered financial advisor currently at THE PILLAR STRATEGIES located in Flemington, New Jersey and PRESTIGE WEALTH MANAGEMENT GROUP, LLC located in Flemington, New Jersey.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Paul has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul R Esposito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Romano Esposito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 24, 2018 - Present

THE PILLAR STRATEGIES

Office #1: 31 State Route 12, Flemington, NJ 08822

RIA

CRD#: 166641

Flemington, NJ

Current

April 24, 2018 - Present

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

Office #1: 31 State Route 12, Flemington, NJ 08822

RIA

CRD#: 127381

Flemington, NJ

Past

January 5, 2015 - March 28, 2018

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 169573

FLEMINGTON, NJ

Past

June 17, 2009 - February 28, 2011

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LIONVILLE, PA

Past

June 17, 2009 - February 28, 2011

EQUITABLE ADVISORS, LLC

CRD#: 6627

LIONVILLE, PA

Past

December 6, 2007 - June 1, 2009

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 127381

PENNINGTON, NJ

Past

November 13, 2007 - May 5, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

PENNINGTON, NJ

Past

October 10, 2007 - May 5, 2009

LPL FINANCIAL LLC

CRD#: 6413

PENNINGTON, NJ

Past

September 8, 2004 - October 2, 2007

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

CRD#: 127381 / SEC#: 801-72627

RIA

Registered Investment Advisory firm - (7/29/2011 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/15/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

CRD#: 127381 / SEC#: 801-72627

RIA

Registered Investment Advisory firm - (7/29/2011 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/2011 Terminated)

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Contact information

Main Address

31 State Route 12, Flemington, NJ 08822

Mailing Address

Phone number

(908) 782-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/12/2025)

ADV PART 2A - BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,280
AUM (Assets Under Management)	$ 599,368,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul R. Esposito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Romano Esposito's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2007

Series 63

Date: 9/15/2004

Series 7

Date: 10/30/2007

Series 6

Date: 9/7/2004

Current Firm

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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