Timothy M. Marvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Macneil Marvin, who also goes by Timothy Marvin, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2004. Timothy had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2013 - September 5, 2014
SYMPHONIC SECURITIES LLC
March 18, 2013 - September 5, 2014
SYMPHONIC FINANCIAL ADVISORS LLC
July 22, 2011 - January 9, 2012
HSBC SECURITIES (USA) INC.
July 19, 2011 - January 9, 2012
HSBC SECURITIES (USA) INC.
May 23, 2007 - September 24, 2010
CHASE INVESTMENT SERVICES CORP.
May 23, 2007 - September 24, 2010
CHASE INVESTMENT SERVICES CORP.
July 20, 2006 - May 8, 2007
ALLSTATE FINANCIAL SERVICES, LLC
October 14, 2004 - July 13, 2006
EQUITABLE ADVISORS, LLC
September 8, 2004 - July 13, 2006
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SYMPHONIC SECURITIES LLC
CRD#: 139512 / SEC#: , 8-67220
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
