Sunny H. Wong
Professional summary
Sunny Hiufai Wong, who also goes by Sunny H Wong, Sunny Wong, is a registered financial advisor currently at VEGA CAPITAL PARTNERS LLC located in Rye, New York.
Sunny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Sunny has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 55, Series 7 and Series 4 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sunny Hiufai Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2025 - Present
VEGA CAPITAL PARTNERS LLC
February 13, 2020 - August 27, 2025
BMO CAPITAL MARKETS CORP.
February 15, 2019 - February 13, 2020
RBC CAPITAL MARKETS, LLC
March 16, 2010 - September 9, 2013
BMO CAPITAL MARKETS CORP.
February 29, 2008 - March 12, 2010
RBC CAPITAL MARKETS, LLC
October 6, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
Primary Firm SEC Registration
VEGA CAPITAL PARTNERS LLC
CRD#: 338416 / SEC#: 801-134415
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/5/2025)
Exams
Series 57TO
Date: 6/15/2020
Securities Trader ExamSeries 55
Date: 4/24/2007
Limited Representative-Equity Trader ExamCurrent Firm
VEGA CAPITAL PARTNERS LLC
CRD#: 338416 / SEC#: 801-134415
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 100,000 |
Red Flags
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