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Joseph Edwin Rackley

FRANKLIN DISTRIBUTORS
BALTIMORE, MD
·CRD# 4843224·19 years experience

Professional Summary

Joseph Edwin Rackley, who also goes by Joey Rackley, Joseph E Rackley, Joseph Edwin Rackley, is a registered financial advisor currently at FRANKLIN DISTRIBUTORS, LLC located in Baltimore, Maryland. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2007. Joseph has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joey Rackley, Joseph E Rackley, Joseph Edwin Rackley

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

FRANKLIN DISTRIBUTORS, LLC·CRD# 109064
BD
1201 Wills Street, Baltimore, MD 21231
November 23, 2021 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
May 10, 2018 - September 29, 2021
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
June 25, 2008 - April 25, 2018
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
July 23, 2007 - May 5, 2008

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Current Firm

FD
FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone Number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER—
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
GAMBA, DANIEL ERNESTOCHIEF EXECUTIVE OFFICER4594704
MASOM, JEFFREY SCOTTPRESIDENT-DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/23/2021)
RR
Alaska
(11/23/2021)
RR
Arizona
(11/23/2021)
RR
Arkansas
(11/23/2021)
RR
California
(11/23/2021)
RR
Colorado
(11/23/2021)
RR
Connecticut
(11/23/2021)
RR
Delaware
(11/23/2021)
RR
District of Columbia
(11/23/2021)
RR
Florida
(11/23/2021)
RR
Georgia
(11/23/2021)
RR
Hawaii
(11/23/2021)
RR
Idaho
(11/23/2021)
RR
Illinois
(11/23/2021)
RR
Indiana
(11/23/2021)
RR
Iowa
(11/23/2021)
RR
Kansas
(11/23/2021)
RR
Kentucky
(11/23/2021)
RR
Louisiana
(11/23/2021)
RR
Maine
(11/23/2021)
RR
Maryland
(11/23/2021)
RR
Massachusetts
(11/23/2021)
RR
Michigan
(11/23/2021)
RR
Minnesota
(11/23/2021)
RR
Mississippi
(11/23/2021)
RR
Missouri
(11/23/2021)
RR
Montana
(11/23/2021)
RR
Nebraska
(11/23/2021)
RR
Nevada
(11/23/2021)
RR
New Hampshire
(11/23/2021)
RR
New Jersey
(11/23/2021)
RR
New Mexico
(11/23/2021)
RR
New York
(11/23/2021)
RR
North Carolina
(11/23/2021)
RR
North Dakota
(11/23/2021)
RR
Ohio
(11/23/2021)
RR
Oklahoma
(11/23/2021)
RR
Oregon
(11/23/2021)
RR
Pennsylvania
(11/23/2021)
RR
Puerto Rico
(1/3/2022)
RR
Rhode Island
(11/23/2021)
RR
South Carolina
(11/23/2021)
RR
South Dakota
(11/23/2021)
RR
Tennessee
(11/23/2021)
RR
Texas
(11/23/2021)
RR
Utah
(11/23/2021)
RR
Vermont
(11/23/2021)
RR
Virgin Islands
(1/3/2022)
RR
Virginia
(11/23/2021)
RR
Washington
(11/23/2021)
RR
West Virginia
(11/23/2021)
RR
Wisconsin
(11/23/2021)
RR
Wyoming
(11/23/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joseph Edwin Rackley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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