Steven J. Mannon

INVESTMENT DISTRIBUTORS

Covington, KY 41011

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CRD#: 4843033

Professional summary

Steven Jacob Mannon, who also goes by Stevens Jacob Mannon, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stevens Jacob Mannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Jacob Mannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2022 - Present

INVESTMENT DISTRIBUTORS, INC.

Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011

CRD#: 35490

Covington, KY

Past

April 26, 2019 - January 3, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

September 13, 2011 - June 6, 2016

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

May 5, 2008 - September 8, 2011

AST INVESTMENT SERVICES, INC.

RIA

CRD#: 108897

DRESCHER, PA

Past

January 11, 2008 - September 8, 2011

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

DRESHER, PA

Past

April 2, 2007 - August 31, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

VOORHEES, NJ

Past

April 2, 2007 - August 31, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

VOORHEES, NJ

Past

February 28, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

VOORHEES, NJ

Past

December 17, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

VOORHEES, NJ

Past

September 3, 2004 - September 27, 2004

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/3/2022)

Kansas
(1/3/2024)

Nebraska
(1/3/2022)

New Mexico
(1/4/2023)

Utah
(1/3/2024)

Wyoming
(1/3/2022)

Exams

State Security Law Exam

Series 63

Date: 9/28/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/24/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/23/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/2/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/6/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490 / SEC#: , 8-46802

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

2801 Highway 280 South, Birmingham, AL 35223

Phone number

(205) 868-3073

Established

Tennessee since 08/30/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PROTECTIVE LIFE CORPORATION	PARENT COMPANY
CARLSON, MARTHA L	DESIGNATED RESPONSIBLE LICENSED PRODUCER	2731502
COFFMAN, BENJAMIN PAUL	CHIEF FINANCIAL OFFICER	6738662
COLLAZO, KIMBERLY	ASSISTANT SECRETARY	8075061
CREUTZMANN, SCOTT EMIL	DIRECTOR	5351383
LANE, JAMIE LAURA	DIRECTOR	5779720
LEE, FELICIA MALLOCH	SECRETARY	7498538
MCCRELESS, KEVIN LUCIUS	CHIEF COMPLIANCE OFFICER	5180100
MORSCH, LETITIA A	DIRECTOR & ASSISTANT SECRETARY	5133531
TENNENT, RAYBURN EDWARD	SR ANALYST FINANCIAL REPORTING	6245099
WAGNER, JAMES CARL JR	PRESIDENT & DIRECTOR	4261922

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven J. Mannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Jacob Mannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

COREBRIDGE CAPITAL SERVICES, INC.

AST INVESTMENT SERVICES, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

EASTBROOK CAPITAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/28/2019

Series 66

Date: 2/24/2005

SIE

Date: 6/6/2016

Series 31

Date: 3/23/2005

Series 7

Date: 9/2/2004

Series 24

Date: 1/6/2010

FINRA

Current Firm

INVESTMENT DISTRIBUTORS, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESTMENT DISTRIBUTORS, INC.

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