Scott Steven Morrison
Professional Summary
Scott Steven Morrison, who also goes by Scott S Morrison, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 2004 - 2016. Scott had worked at 9 firms and has passed the Series 66, SIE, Series 34, Series 3, Series 55, Series 31, Series 7, Series 30, Series 53, Series 10, Series 9, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott S Morrison
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS
Contact Information
Main Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308Mailing Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308Phone Number
(954) 782-4771Established
Florida since 04/22/1997Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
5Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2007Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2006About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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