Alfredo A. Baez Maldonado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfredo Antonio Baez Maldonado, who also goes by Alfredo Antonio Baez, was a registered financial professional .
Alfredo is a previously registered financial professional and started their career in finance in 2004. Alfredo had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2013 - October 1, 2018
FIRST BANK PUERTO RICO SECURITIES, CORP.
August 30, 2004 - May 1, 2013
POPULAR SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FIRST BANK PUERTO RICO SECURITIES, CORP.
CRD#: 150135 / SEC#: , 8-68219
Contact information
Documents
Direct owners and executive officers
Red Flags
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