Terrence M. Stiles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Michael Stiles, who also goes by Terrence Mike Stiles, Terry Michael Stiles, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 2004. Terrence had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - September 19, 2013
CAPE SECURITIES INC.
November 22, 2011 - October 3, 2012
EKN FINANCIAL SERVICES INC.
November 15, 2010 - December 13, 2011
ALEXANDER CAPITAL, L.P.
July 6, 2010 - October 27, 2010
J.D. NICHOLAS & ASSOCIATES, INC.
April 26, 2010 - July 6, 2010
CUMBERLAND SECURITIES LLC
July 9, 2008 - May 4, 2010
ITRADEDIRECT.COM CORP
February 2, 2007 - July 8, 2008
BROOKVILLE CAPITAL PARTNERS
November 10, 2005 - February 2, 2007
WORLD CHOICE SECURITIES, INC.
June 24, 2005 - October 27, 2005
WESTROCK ADVISORS, INC.
October 6, 2004 - June 15, 2005
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
