Seth C. Laughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seth C Laughlin was a registered financial professional .
Seth is a previously registered financial professional and started their career in finance in 2005. Seth had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - December 21, 2021
GREEN STREET
May 13, 2013 - December 23, 2019
GREEN STREET TRADING, LLC
December 13, 2010 - May 16, 2013
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
June 8, 2009 - October 6, 2010
GREEN STREET TRADING, LLC
June 8, 2009 - October 6, 2010
GREEN STREET TRADING, LLC
August 22, 2007 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 2005 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/22/2009
Limited Representative-Equity Trader ExamCurrent Firm
GREEN STREET
CRD#: 172378 / SEC#: 801-80137
Contact information
Red Flags
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