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CD

Christina G. Duffy

BEACON TRUST
Morristown, NJ 07960
Some features on this profile are disabled
CRD#: 4842673
CD

Professional summary

Christina Guidice Duffy, who also goes by Christina Guidice, is a registered financial advisor currently at BEACON TRUST located in Morristown, New Jersey.

Christina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Christina has worked at 5 firms and has passed the Series 65, Series 66, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christina Guidice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christina Guidice Duffy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2024 - Present

BEACON TRUST

Office #1: 163 Madison Avenue, Morristown, NJ 07960
RIA
CRD#: 226547
Morristown, NJ
Past

November 26, 2018 - September 8, 2021

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
NEW YORK, NY
Past

November 26, 2018 - September 8, 2021

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
NEW YORK, NY
Past

October 23, 2009 - November 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
FLORHAM PARK, NJ
Past

October 23, 2009 - November 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
FLORHAM PARK, NJ
Past

October 14, 2005 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
FLORHAM PARK, NJ
Past

November 8, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
FLORHAM PARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BEACON TRUST
BEACON INVESTMENT ADVISORY SERVICES, INC. | TIRSCHWELL LOEWY & FRIEDNER INVESTMENTS | BEACON TRUST

CRD#: 226547 / SEC#: 801-96256

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(5/22/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/15/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/13/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2004
General Securities Representative Examination

Current Firm

BT
BEACON TRUST
BEACON INVESTMENT ADVISORY SERVICES, INC. | TIRSCHWELL LOEWY & FRIEDNER INVESTMENTS | BEACON TRUST

CRD#: 226547 / SEC#: 801-96256

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)
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Contact information

Main Address
163 Madison Avenue, Morristown, NJ 07960
Mailing Address
Phone number
(973) 377-8090
Established
Firm type
Fiscal year end
# of Employees
46

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BEACON INVESTMENT ADVISORY SERVICES, INC. WRAP DISCLOSURE BROCHURE 2025 (3/29/2025)
BEACON INVESTMENT ADVISORY SERVICES, INC. DISCLOSURE BROCHURE 2025 (3/29/2025)

Regulatory assets under management

Total Number of Accounts2,889
AUM (Assets Under Management)$ 4,352,787,884

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/10/2025
Cover Page
Report
12/18/2023
Cover Page
Report
10/25/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEACON TRUST

CRD#: 226547Morristown, NJ 07960

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