John C. Woodrome

VANTAGE POINT FINANCIAL

Chesterfield, MO 63017

Some features on this profile are disabled

CRD#: 4842564

Professional summary

John Christopher Woodrome, CFP®, who also goes by John C Woodrome, Chris Woodrome, is a registered financial advisor currently at VANTAGE POINT FINANCIAL, LLC located in Chesterfield, Missouri.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John C Woodrome | Chris Woodrome

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Outside Business: Christian Brothers College High School Alumni; Investment Related: No; Address of Outside Business: Town & Country, MO; Nature of Outside Business: Board member/Officer; Position: Board Member; Start Date:8/5/2013; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: We try to raise money for CBC High School

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Woodrome's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 10, 2023 - Present

VANTAGE POINT FINANCIAL, LLC

Office #1: 14755 N Outer 40 Rd Suite 210, Chesterfield, MO 63017

RIA

CRD#: 305016

Chesterfield, MO

Past

November 17, 2017 - September 10, 2019

TD AMERITRADE, INC.

RIA

CRD#: 250

ST LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE POINT FINANCIAL, LLC

VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC

CRD#: 305016 / SEC#: 801-122708

RIA

Registered Investment Advisory firm - (11/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (11/29/2021 Terminated)

Iowa

Registered Investment Advisory firm - (11/29/2021 Terminated)

Missouri

Registered Investment Advisory firm - (11/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/10/2023)

IAR

Missouri
(7/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/28/2007

General Securities Representative Examination

Current Firm

VANTAGE POINT FINANCIAL, LLC

VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC

CRD#: 305016 / SEC#: 801-122708

RIA

Registered Investment Advisory firm - (11/17/2021 Approved)

Illinois

Registered Investment Advisory firm - (11/29/2021 Terminated)

Iowa

Registered Investment Advisory firm - (11/29/2021 Terminated)

Missouri

Registered Investment Advisory firm - (11/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (11/29/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2443 Warrenville Road Suite 630, Lisle, IL 60532

Mailing Address

Phone number

(331) 204-6212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,647
AUM (Assets Under Management)	$ 430,712,898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John C. Woodrome

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christopher Woodrome's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

VANTAGE POINT FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/28/2007

Current Firm

VANTAGE POINT FINANCIAL, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE POINT FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors