Thomas M. Goodrum
Professional summary
Thomas Mcbride Goodrum Jr., who also goes by Thomas Mcbride Goodrum Jr., Thomas Mcbride Jr Goodrum, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2005. Thomas has worked at 4 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Mcbride Goodrum Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2025 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020March 29, 2012 - April 14, 2020
DIMENSIONAL FUND ADVISORS LP
February 29, 2012 - April 14, 2020
DFA SECURITIES LLC
March 29, 2005 - December 14, 2011
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2025)
(6/17/2025)
(6/3/2025)
Exams
Series 82TO
Date: 6/3/2025
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 7/19/2022
General Securities Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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