Thomas M. Goodrum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Mcbride Goodrum Jr., who also goes by Thomas Mcbride Goodrum Jr., Thomas Mcbride Jr Goodrum, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2005. Thomas had worked at 4 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2025 - March 27, 2026
STONEHAVEN, LLC
March 29, 2012 - April 14, 2020
DIMENSIONAL FUND ADVISORS LP
February 29, 2012 - April 14, 2020
DFA SECURITIES LLC
March 29, 2005 - December 14, 2011
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 6/3/2025
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 7/19/2022
General Securities Representative ExaminationCurrent Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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