Katherine A. Heavey-seastone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Ann Heavey-seastone, CFP®, who also goes by Kate Heavey-seastone, Kate Seastone, Katherine Ann Seastone, Katherine Seastone, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2004. Katherine had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
January 21, 2021 - February 1, 2023
ONYX BRIDGE WEALTH GROUP LLC
July 11, 2019 - January 6, 2021
ELITE INVESTMENT TEAM LLC
May 9, 2011 - May 5, 2020
SIMPLICIT FINANCIAL
May 10, 2005 - October 19, 2009
PARK AVENUE SECURITIES LLC
September 6, 2004 - October 19, 2009
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
ONYX BRIDGE WEALTH GROUP LLC
CRD#: 306097 / SEC#: 801-118022
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONYX BRIDGE WEALTH GROUP LLC
CRD#: 306097 / SEC#: 801-118022
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,852 |
| AUM (Assets Under Management) | $ 1,000,901,317 |
Red Flags
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