TB
Trisha A. Bailey
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CRD#: 4841515
TB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trisha Ann Bailey, who also goes by Trisha Bailey, Trisha Ann Bailey-lollar ^, Trisha Ann Lollar ^, Trisha Ann Lollar, was a registered financial professional .
Trisha is a previously registered financial professional and started their career in finance in 2004. Trisha had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Trisha Bailey | Trisha Ann Bailey-Lollar ^ | Trisha Ann Lollar ^ | Trisha Ann Lollar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VERSO WEALTH STRATEGISTS POSITION: AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 15 START DATE: 11/01/2004 ADDRESS: 6 North 2nd Street, Suite 202, Fernandina Beach, FL 32034 DESCRIPTION: COMPLETING APPLICATIONS, FOLLOW UP WITH SUITABILITY/SERVICING, FOLLOW UP WITH PROCESSING OF APPS, ACCOUNTING AND BOOKKEEPING SERVICES. 2) ESTATE PLANNING & TRUST SERVICES POSITION: SELF NATURE: BUSINESS, MARKETING, OTHER INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 4 START DATE: 01/01/2008 ADDRESS: 1701 The Greensway #1223, Jacksonville Beach, FL 32250 DESCRIPTION: MAY REFER CLIENT TO VARIOUS ATTORNEYS FOR TRUST AND ESTATE RELATED SERVICES. ,MAY HELP GATHER REQUESTED INFORMATION AND/OR TRUST DOCUMENTS. ,MAY DISCUSS TRUST FUNCTION AND FACILITATE. 3) TBL FINANCIAL GROUP POSITION: OWNER NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 15 START DATE: 11/01/2004 ADDRESS: 1701 The Greensway #1223; Jacksonville Beach, FL 32250 DESCRIPTION: ACCOUNTING AND BOOKKEEPING: COMPLETING APPLICATIONS, FOLLOW UP WITH SUITABILITY/SERVICING, FOLLOW UP WITH PROCESSING OF APPLICATIONS,ACCOUNTING AND BOOKKEPPING SERVICES.CONSULTATIVE SERVICES FOR ADMININSTRATIVE FUNCTIONS OF REGISTERED REPRESENTATIVES: HELP THEM WORK THROUGH THE PROCESS AND EXPERINECE THEY PROVIDE FOR THEIR CLIENTS. 4) Trisha Bailey, PhD; not investment related; owner - start date 3/1/2021; 1701 The Greens Way Unit 1223 Jacksonville Beach, FL 32250; I am the founder of Trisha Bailey, PhD. Our mission is to elevate and advocate for social enterprises as part of the solution to sustainable economic development in bottom of the economic pyramid communities. We provide streamlined tools so that social enterprise leaders can pivot to their next innovation. We connect givers, go-ers and global policymakers who want to mentor and partner with social enterprise leaders. We also activate military veterans and first responders to repair and maintain projects abandoned by NGOs and charities in the communities in which the social enterprises operate. 120 hours per month, 10 hours per month during trading.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 20, 2019 - August 23, 2023
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Fernandina Beach, FL
Past
June 18, 2019 - August 23, 2023
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Fernandina Beach, FL
Past
January 28, 2010 - June 18, 2019
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
JACKSONVILLE, FL
Past
January 4, 2010 - June 18, 2019
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
JACKSONVILLE, FL
Past
September 28, 2006 - December 31, 2009
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
JACKSONVILLE, FL
Past
November 18, 2004 - December 31, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
