David H. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hugh Collins, who also goes by Dan Collins, Daniel Hugh Collins, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2004. David had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2024 - December 23, 2025
FIRST AVENUE
March 28, 2022 - April 12, 2024
GREENHILL & CO., LLC
September 8, 2010 - September 4, 2012
BARCLAYS CAPITAL INC.
September 22, 2008 - October 16, 2008
BARCLAYS CAPITAL INC.
April 5, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
November 17, 2004 - March 20, 2006
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/28/2022
General Securities Representative ExaminationCurrent Firm
FIRST AVENUE
CRD#: 145860 / SEC#: , 8-67758
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
