Edward E. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Eugene Johnson was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2004. Edward had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2015 - December 31, 2017
FIDUCIARY CONCEPTS LLC
June 20, 2011 - August 21, 2015
NEWPORT GROUP SECURITIES, INC.
August 3, 2005 - August 21, 2015
NEWPORT GROUP SECURITIES, INC.
October 22, 2004 - December 6, 2004
MILLENNIUM BROKERAGE, L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
FIDUCIARY CONCEPTS LLC
CRD#: 281581 / SEC#:
Contact information
Red Flags
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