Gregg K. Zimmerman

HAND SECURITIES,

Houston, TX 77024

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CRD#: 4840878

Professional summary

Gregg Keithley Zimmerman, CFA, CIMA® is a registered financial professional currently at HAND SECURITIES, INC located in Houston, Texas.

Gregg is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregg has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregg Keithley Zimmerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 2, 2014 - Present

HAND SECURITIES, INC

Office #1: 820 Gessner Ste 1250, Houston, TX 77024

CRD#: 45198

Houston, TX

Past

August 18, 2005 - May 28, 2014

MONROE VOS CONSULTING, INC.

RIA

CRD#: 107315

HOUSTON, TX

Past

May 23, 2005 - May 28, 2014

MV SECURITIES GROUP, INC.

CRD#: 37613

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/11/2025)

Arizona
(4/11/2025)

Arkansas
(4/11/2025)

California
(4/11/2025)

Colorado
(4/11/2025)

Connecticut
(4/11/2025)

Delaware
(4/11/2025)

Florida
(4/11/2025)

Georgia
(4/11/2025)

Idaho
(4/11/2025)

Illinois
(4/11/2025)

Iowa
(4/11/2025)

Kansas
(4/11/2025)

Kentucky
(4/11/2025)

Louisiana
(4/11/2025)

Maryland
(4/11/2025)

Massachusetts
(4/11/2025)

Michigan
(4/11/2025)

Mississippi
(4/11/2025)

Missouri
(4/11/2025)

Montana
(4/11/2025)

Nevada
(4/11/2025)

New Jersey
(4/11/2025)

New Mexico
(4/11/2025)

New York
(4/11/2025)

North Carolina
(4/11/2025)

Ohio
(4/12/2025)

Oklahoma
(4/11/2025)

Oregon
(4/11/2025)

Pennsylvania
(4/11/2025)

South Carolina
(4/11/2025)

South Dakota
(5/13/2025)

Tennessee
(4/11/2025)

Texas
(7/2/2014)

Virginia
(4/11/2025)

Washington
(4/11/2025)

West Virginia
(4/11/2025)

Wisconsin
(4/11/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 2/25/2025

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/27/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAND SECURITIES, INC

AMERICAN INDUSTRIES RETIREMENT SECURITIES CORPORATION | RETIREMENT SECURITIES, INC. | HAND SECURITIES, INC

CRD#: 45198 / SEC#: , 8-51001

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

820 Gessner Ste 1250, Houston, TX 77024

Mailing Address

820 Gessner Ste 1250, Houston, TX 77024

Phone number

(713) 460-1000

Established

Texas since 02/02/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (38 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HAND BENEFITS AND TRUST CO	OWNER
HAND, STEPHEN SAWYER	CHIEF COMPLIANCE OFFICER	1950983
HAND, STEPHEN SAWYER	PRESIDENT	1950983
HAND, STEPHEN SAWYER	FINOP	1950983
ZIMMERMAN, GREGG KEITHLEY	VICE PRESIDENT	4840878

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregg K. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregg Keithley Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONROE VOS CONSULTING, INC.

MV SECURITIES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2004

Series 28

Date: 2/25/2025

Series 24

Date: 10/27/2021

FINRA

Current Firm

HAND SECURITIES, INC

Contact information

FINRA licenses (38 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAND SECURITIES, INC

TRUST BUT VERIFY

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