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Waldemar Danny Vasquez

CRD# 4840049·Registered 2005 - 2016
Previously Registered: Being a previously registered professional could mean that Waldemar is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Waldemar Danny Vasquez, who also goes by Daniel Waldemar Vasquez, Daniel Vasquez, Danny Waldemar Vasquez, was a registered financial advisor. Waldemar was a previously registered financial professional and started their career in finance 2005 - 2016. Waldemar had worked at 2 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Waldemar Vasquez, Daniel Vasquez, Danny Waldemar Vasquez

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

VASQUEZ & CO.·CRD# 147066
RIA
San Francisco, CA
December 23, 2015 - January 8, 2016
VASQUEZ & CO.·CRD# 147066
RIA
Oakland, CA
July 17, 2013 - December 31, 2013
VASQUEZ & CO.·CRD# 147066
RIA
Oakland, CA
July 9, 2008 - December 31, 2011
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Oakland, CA
October 27, 2005 - January 10, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Oakland, CA
October 6, 2005 - January 10, 2007

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Current Firm

V&
VASQUEZ & CO.

EDM CAPITAL PARTNERS | W.D. VASQUEZ & CO. | VASQUEZ & CO., INC. | VASQUEZ & CO. | MULTICULTURAL ECONOMICS, INC. | MULTICULTURAL ECONOMICS, INC | EDM SECURTIES | EDM SECURITIES | EDM INVESTMENTS

CRD#: 147066 / SEC#: 801-72299

Contact Information

Main Address

100 Pine Street Suite 1250, San Francisco, CA 94111

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2022About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2005About the Series 66 exam

Series 31 — Futures Managed Funds Examination

Passed Nov 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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