Waldemar D. Vasquez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Waldemar Danny Vasquez, who also goes by Daniel Waldemar Vasquez, Daniel Vasquez, Danny Waldemar Vasquez, was a registered financial professional .
Waldemar is a previously registered financial professional and started their career in finance in 2005. Waldemar had worked at 2 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2015 - January 8, 2016
VASQUEZ & CO.
July 17, 2013 - December 31, 2013
VASQUEZ & CO.
July 9, 2008 - December 31, 2011
VASQUEZ & CO.
October 27, 2005 - January 10, 2007
MORGAN STANLEY DW INC.
October 6, 2005 - January 10, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VASQUEZ & CO.
CRD#: 147066 / SEC#: 801-72299
Contact information
Red Flags
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