Paul C. Vollmar

STOUT BOWMAN

Mechanicsburg, PA 17055

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CRD#: 4839915

Professional summary

Paul Charles Vollmar is a registered financial advisor currently at STOUT BOWMAN located in Mechanicsburg, Pennsylvania.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Paul has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Charles Vollmar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2012 - Present

STOUT BOWMAN

Office #1: 555 Gettysburg Pike Suite C-100, Mechanicsburg, PA 17055

RIA

CRD#: 130631

Mechanicsburg, PA

Past

April 1, 2011 - August 6, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

HARRISBURG, PA

Past

April 1, 2011 - August 6, 2012

LPL FINANCIAL LLC

CRD#: 6413

HARRISBURG, PA

Past

March 3, 2005 - April 13, 2011

WADDELL & REED

RIA

CRD#: 866

HARRISBURG, PA

Past

August 27, 2004 - April 13, 2011

WADDELL & REED

CRD#: 866

HARRISBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/30/2012)

IAR

Texas
(8/22/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/26/2004

General Securities Representative Examination

Current Firm

STOUT BOWMAN

CRD#: 130631 / SEC#:

Colorado

Registered Investment Advisory firm - (8/15/2023 Approved)

Florida

Registered Investment Advisory firm - (1/6/2021 Approved)

Louisiana

Registered Investment Advisory firm - (11/30/2020 Terminated)

Maryland

Registered Investment Advisory firm - (11/16/2023 Approved)

New Jersey

Registered Investment Advisory firm - (9/20/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (7/27/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/16/2012 Approved)

Texas

Registered Investment Advisory firm - (8/22/2012 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (9/15/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

555 Gettysburg Pike Suite C-100, Mechanicsburg, PA 17055

Mailing Address

Phone number

(717) 761-2040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	810
AUM (Assets Under Management)	$ 103,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul C. Vollmar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Charles Vollmar's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOUT BOWMAN

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2004

Series 7

Date: 8/26/2004

Current Firm

STOUT BOWMAN

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STOUT BOWMAN

TRUST BUT VERIFY

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