Michael O. Noschese

ASPIRE ADVISORS

NORTH WHITE PLAINS, NY 10603

Some features on this profile are disabled

CRD#: 4839805

Professional summary

Michael O'neil Noschese, who also goes by Michael O'neil Noschese Mr., Mike Noschese, is a registered financial advisor currently at ASPIRE ADVISORS, LLC located in North White Plains, New York and HAMILTON CAVANAUGH & ASSOCIATES, INC. located in North White Plains, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael O'neil Noschese Mr. | Mike Noschese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASPIRE ADVISORS, LLC 661 N BROADWAY WHITE PLAINS, NY 10603 INVESTMENT RELATED EFFECTIVE 1-1-13 NON COMPENSATED ASSISTING WITH GENERAL INFORMATION 4-6 HOURS PER WEEK DURING REGULAR BUSINESS HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael O'neil Noschese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2021 - Present

ASPIRE ADVISORS, LLC

Office #1: 661 North Broadway, North White Plains, NY 10603

RIA

CRD#: 150652

NORTH WHITE PLAINS, NY

Current

May 31, 2017 - Present

HAMILTON CAVANAUGH & ASSOCIATES, INC.

Office #1: 661 North Broadway, North White Plains, NY 10607

CRD#: 35972

NORTH WHITE PLAINS, NY

Past

October 7, 2004 - December 14, 2016

HAMILTON CAVANAUGH & ASSOCIATES, INC.

CRD#: 35972

WHITE PLAINS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/8/2018)

New York
(5/2/2018)

IAR

New York
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/6/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASPIRE ADVISORS, LLC

CRD#: 150652 / SEC#: 801-77599

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

New York

Registered Investment Advisory firm - (2/7/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

661 North Broadway, North White Plains, NY 10603

Mailing Address

Phone number

(877) 760-3540

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 105,783,913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael O. Noschese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael O'neil Noschese's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMILTON CAVANAUGH & ASSOCIATES, INC.

HAMILTON CAVANAUGH & ASSOCIATES, INC.

Primary Firm SEC Registration

ASPIRE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2010

Series 63

Date: 7/14/2005

SIE

Date: 10/1/2018

Series 6

Date: 10/6/2004

FINRA

Current Firm

ASPIRE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIRE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors