Steven B. Hunsberger
Professional summary
Steven Brady Hunsberger, who also goes by Steve Brady Hunsberger, Steve Hunsberger, Steven Brady Hunsberger, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Brady Hunsberger's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008August 3, 2022 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
October 1, 2019 - January 28, 2022
BAY CREST PARTNERS, LLC
April 16, 2018 - September 26, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
July 23, 2007 - May 9, 2018
GOLDMAN SACHS & CO. LLC
October 11, 2004 - July 23, 2007
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
