Daniel L. Herzig

FOGUTH WEALTH MANAGEMENT, LLC.

Maumee, OH 43537

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CRD#: 4839781

Professional summary

Daniel Louis Herzig, who also goes by Dan Herzig, Daniel Louis Herzig, Daniel Herzig, is a registered financial advisor currently at FOGUTH WEALTH MANAGEMENT, LLC. located in Maumee, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Dan Herzig | Daniel Louis Herzig | Daniel Herzig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Bay View Yacht Club, Inc Inv rel: Y Add: 3902 N Summit St, Toledo, OH 43611 Nature: Board Service Position: Finance Committee Chair Start date: 10/26/2022 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Review current year budgets and propose future year budget.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Louis Herzig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2026 - Present

FOGUTH WEALTH MANAGEMENT, LLC.

Office #1: 1684 Woodlands Dr Ste 300, Maumee, OH 43537

RIA

CRD#: 327434

Maumee, OH

Past

October 29, 2024 - February 9, 2026

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Toledo, OH

Past

October 18, 2024 - February 9, 2026

MML INVESTORS SERVICES, LLC

CRD#: 10409

Toledo, OH

Past

April 27, 2022 - September 3, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TOLEDO, OH

Past

April 27, 2022 - September 3, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TOLEDO, OH

Past

December 16, 2019 - April 21, 2022

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

EAST TOLEDO, OH

Past

December 16, 2019 - April 21, 2022

CITIZENS SECURITIES, INC.

CRD#: 39550

EAST TOLEDO, OH

Past

April 1, 2019 - January 10, 2020

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

INDEPENDENCE, OH

Past

May 25, 2018 - January 10, 2020

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

INDEPENDENCE, OH

Past

June 2, 2015 - May 15, 2018

KEY INVESTMENT SERVICES LLC

CRD#: 136300

WATERVILLE, OH

Past

December 2, 2011 - March 12, 2015

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

INDEPENDENCE, OH

Past

November 8, 2011 - March 12, 2015

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

INDEPENDENCE, OH

Past

September 20, 2010 - February 25, 2011

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

SYLVANIA, OH

Past

October 31, 2007 - September 15, 2010

KEY INVESTMENT SERVICES LLC

CRD#: 136300

TOLEDO, OH

Past

January 24, 2007 - September 27, 2007

EDWARD JONES

RIA

CRD#: 250

SYLVANIA, OH

Past

May 22, 2006 - September 27, 2007

EDWARD JONES

CRD#: 250

SYLVANIA, OH

Past

August 20, 2004 - February 28, 2006

AMERICAN FAMILY SECURITIES, LLC

CRD#: 104433

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOGUTH WEALTH MANAGEMENT, LLC.

CRD#: 327434 / SEC#: 801-128714

RIA

Registered Investment Advisory firm - (9/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/28/2026)

IAR

Ohio
(7/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/31/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/19/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOGUTH WEALTH MANAGEMENT, LLC.

CRD#: 327434 / SEC#: 801-128714

RIA

Registered Investment Advisory firm - (9/12/2023 Approved)

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Contact information

Main Address

325 W. Main St., Brighton, MI 48116

Mailing Address

Phone number

(810) 522-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FWM FORM ADV PART 2A (2.2.2026) (2/12/2026)

Regulatory assets under management

Total Number of Accounts	5,587
AUM (Assets Under Management)	$ 825,146,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel L. Herzig

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Louis Herzig's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

KEY INVESTMENT SERVICES LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

THE HUNTINGTON INVESTMENT COMPANY

KEY INVESTMENT SERVICES LLC

EDWARD JONES

EDWARD JONES

AMERICAN FAMILY SECURITIES, LLC

Primary Firm SEC Registration

FOGUTH WEALTH MANAGEMENT, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2019

Series 63

Date: 8/31/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2006

Series 6

Date: 8/19/2004

Current Firm

FOGUTH WEALTH MANAGEMENT, LLC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOGUTH WEALTH MANAGEMENT, LLC.

TRUST BUT VERIFY

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