Justin D. Merritt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Dale Merritt was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2004. Justin had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2024 - April 21, 2025
STRATEGIC FINANCIAL CONCEPTS, LLC
April 8, 2020 - February 25, 2021
AEGIS WEALTH MANAGEMENT, INC.
February 26, 2019 - April 13, 2020
BROOKSTONE CAPITAL MANAGEMENT LLC
November 5, 2018 - February 5, 2019
SECURE INVESTMENT MANAGEMENT, LLC
August 23, 2017 - April 17, 2018
COREBRIDGE CAPITAL SERVICES, INC.
March 2, 2017 - July 19, 2017
PNC MANAGED ACCOUNT SOLUTIONS, INC.
March 1, 2017 - July 19, 2017
BBVA SECURITIES INC.
May 13, 2015 - November 9, 2016
AST INVESTMENT SERVICES, INC.
May 13, 2015 - November 9, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 10, 2015 - May 22, 2015
BIC DISTRIBUTORS, LLC
October 17, 2014 - April 13, 2015
GWN SECURITIES INC.
October 14, 2014 - April 13, 2015
GWN SECURITIES INC.
April 14, 2014 - October 6, 2014
SECURITY DISTRIBUTORS
January 17, 2014 - March 27, 2014
FIRST ALLIED ADVISORY SERVICES, INC.
October 21, 2013 - March 24, 2014
FIRST ALLIED SECURITIES, INC.
May 10, 2013 - October 22, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 10, 2004 - April 2, 2013
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
STRATEGIC FINANCIAL CONCEPTS, LLC
CRD#: 141849 / SEC#: 801-67243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC FINANCIAL CONCEPTS, LLC
CRD#: 141849 / SEC#: 801-67243
Contact information
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,290 |
| AUM (Assets Under Management) | $ 1,006,017,397 |
Red Flags
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