Alan K. Davis
Professional summary
Alan Kempner Davis is a registered financial professional currently at STARLIGHT FUNDING INVESTMENTS, LLC located in Berkeley, California.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2002. Alan has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Kempner Davis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2008 - Present
STARLIGHT FUNDING INVESTMENTS, LLC
Office #1: 1307 Bonita Ave, Berkeley, CA 94709October 17, 2002 - May 22, 2008
GIRTON CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2008)
(5/21/2025)
(10/15/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STARLIGHT FUNDING INVESTMENTS, LLC
CRD#: 103957 / SEC#: , 8-52424
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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Company Information
STARLIGHT FUNDING INVESTMENTS, LLC
CRD#: 103957Berkeley, CA 94709TRUST BUT VERIFY
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