GA
Geoffrey M. Akers
VALIC FINANCIAL ADVISORS
Scotts Valley, CA 95066
Some features on this profile are disabled
CRD#: 4839551
GA
Professional summary
Geoffrey Michael Akers is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Scotts Valley, California.
Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Geoffrey has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products HOLY SPIRIT SCHOOL - SCHOOL ADVISORY BOARD POSITION: SAB- Co-President NATURE: non-elected position, preside over regular and special meetings of the School Advisory Board. Work with Principal and Pastor to plan agenda, appoint SAB pillar leads, and ensure all pillars are functioning effectively. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2023 ADDRESS: 1198 Redmond Ave, San Jose CA 95120, United States DESCRIPTION: My wife and I will work as co-President of HSS SAB board this year. We will plan and preside over monthly SAB meetings, ork with Pillar Leads to make sure they're functioning properly, and act to connection between the school community with the school administration. Continue to provide agenda, minutes, and reports to board and archive prior to conclusion of school year. BOARD OF MANAGERS-SOUTH VALLEY FAMILY YMCA POSITION: Board Member NATURE: Board Member position: SVFY Board of Managers INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: 5632 Santa Teresa Blvd, San Jose CA 95123, United States DESCRIPTION: Board of Managers members act an ambassador to help tell the South Valley Family YMCA story. They give insight on making effective decisions on policy and brain storm new programs. Be an advocate and bring enthusiasm toward the cause of the YMCA. Provide assistance and leadership for volunteers as they assist in YMCA goals. Will work with other board members in developing our dreams and high expectations for the future, and will take park in reviewing, approving, monitoring, and achieving these objectives.
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Michael Akers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Michael Akers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2004 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 5353 Scotts Valley Drive Suite A, Scotts Valley, CA 95066RIA
BD
CRD#: 42803
Scotts Valley, CA
Current
August 18, 2004 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 5353 Scotts Valley Drive Suite A, Scotts Valley, CA 95066RIA
BD
CRD#: 42803
Scotts Valley, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/27/2021)
IAR
Arizona(6/8/2021)
RR
California(10/22/2004)
IAR
California(10/22/2004)
RR
Colorado(6/18/2020)
IAR
Colorado(6/19/2020)
RR
Florida(5/27/2021)
IAR
Florida(5/28/2021)
RR
Maryland(4/3/2025)
IAR
Maryland(4/3/2025)
RR
Minnesota(1/13/2022)
IAR
Minnesota(1/14/2022)
RR
Nevada(7/18/2024)
IAR
Nevada(7/18/2024)
RR
New York(8/21/2023)
IAR
New York(8/21/2023)
RR
Oregon(4/9/2015)
IAR
Oregon(4/10/2015)
RR
South Dakota(2/8/2024)
IAR
South Dakota(2/8/2024)
RR
Texas(5/27/2021)
IAR
Texas(6/1/2021)
RR
Utah(5/27/2021)
IAR
Utah(6/1/2021)
RR
Virginia(7/9/2025)
IAR
Virginia(7/10/2025)
RR
Washington(6/10/2011)
IAR
Washington(6/13/2011)
RR
Wisconsin(4/19/2007)
IAR
Wisconsin(5/5/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
