AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SD

Scott Diehl

ALLSTATE FINANCIAL ADVISORS
Mount Dora, FL
·CRD# 4839544·22 years experience

Professional Summary

Scott Diehl, who also goes by Scott Michael Diehl, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Mount Dora, Florida and ALLSTATE FINANCIAL SERVICES, LLC located in Mount Dora, Florida. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Scott has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Michael Diehl

Blog Corner

More Resources

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
View profile
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

Years of Experience

22 years in the financial services industry

Current & Past Employments

Current

ALLSTATE FINANCIAL ADVISORS, LLCCurrent·CRD# 109524
RIA
4280 N Hwy 19a Ste 9, Mount Dora, FL 32757-2220
June 9, 2025 - Present
ALLSTATE FINANCIAL SERVICES, LLCCurrent·CRD# 18272
BD
4280 N Hwy 19a Ste 9, Mount Dora, FL 32757-2220
June 2, 2025 - Present

Past

OSAIC WEALTH, INC.Past·CRD# 23131
RIA
Tampa, FL
June 14, 2024 - December 10, 2024
OSAIC WEALTH, INC.Past·CRD# 23131
BD
Tampa, FL
June 14, 2024 - December 10, 2024
SECURITIES AMERICA ADVISORS, INC.Past·CRD# 110518
RIA
Tampa, FL
October 26, 2022 - June 14, 2024
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Tampa, FL
October 21, 2022 - June 14, 2024
ALLSTATE FINANCIAL ADVISORS, LLCPast·CRD# 109524
RIA
Palm Harbor, FL
January 22, 2019 - October 24, 2022
ALLSTATE FINANCIAL SERVICES, LLCPast·CRD# 18272
BD
Lutz, FL
October 11, 2018 - October 24, 2022
SEQUOIA FINANCIAL GROUP, L.L.C.Past·CRD# 117756
RIA
Tampa, FL
October 19, 2017 - September 28, 2018
EDWARD JONESPast·CRD# 250
RIA
Charleston, SC
March 2, 2015 - August 2, 2017
EDWARD JONESPast·CRD# 250
BD
Charleston, SC
November 17, 2014 - August 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
July 8, 2005 - March 18, 2008
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
New York, NY
September 28, 2004 - June 3, 2005

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone Number

(877) 232-2142

# of Employees

341

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

493

AUM (Assets Under Management)

$142,352,226

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EVERLAKE POSITION: Financial Representative NATURE: no new business, just trailing commissions after Allstate sold off the life insurance business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2025 ADDRESS: 1060 W State road 434, Longwood FL 32779, United States DESCRIPTION: none

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - SEC (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/2/2025)
IAR
Florida
(6/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2015About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2014About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2005
FINRA
SRO Registrations

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Scott Diehl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

CC
Cathy Clay Cash

MORTON WEALTH

Santa Barbara, CA · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Michael Gregory Jensen
Michael Gregory Jensen

FALCON WEALTH PLANNING, LLC

Irvine, CA · CRD#
Aaron Gose
Aaron Gose

EAGLE STRATEGIES LLC

BELLEVUE, WA · CRD#